Steigerwald, Gordon & Koch Inc. Privacy Pledge
At Steigerwald, Gordon & Koch your
privacy is a priority.
We collect personal information to open your account(s), to
process your transactions and to help us provide a better level of
service. We do not sell your
personal information to anyone. We
protect the security and confidentiality of the personal information we
Our relationship with you is our most important asset. We understand that you have entrusted
us with your private financial information, and we do everything we can to
maintain that trust.
Details of our approach to privacy and how your personal
information is collected and used are set forth in the Steigerwald, Gordon
Steigerwald, Gordon & Koch
former Riggs Steigerwald Inc. investment advisory and retainer clients.
We do not sell your personal information to anyone.
We do not disclose personal information to third parties, unless one of
the following limited exceptions applies.
disclose personal information to companies, such as Charles Schwab & Co.
and Fidelity Investments, that help us process or service your transactions or
account(s), including companies that print and mail your account statements.
may disclose or report personal information in limited circumstances where we
believe in good faith that disclosure is required or permitted under law, for
example, to cooperate with regulators or law enforcement authorities.
of these exceptions, we will not share your personal information with third
parties unless you have specifically asked us to do so.
We do collect personal information in the normal course of business in
order to administer your accounts and serve you better.
and registration information. We
collect information that you provide to us when you open an account or register
for one of our services. The information we collect may include name, address,
phone number, email address, Social Security number, and information about your
interest, investments, and investment experience.
information. Once you have an account
with us, to administer your account and better serve you, we collect and
maintain personal information about your transactions, including balances,
positions, and history, and may include your name or other data in an internal
client list that reflects your activities.
We use your personal information to fulfill our
regulatory obligations and to help us deliver the best possible service to you.
For example, we may use your personal information to provide
faster, more convenient services or to alert you to products and services you
may find useful.
protect the confidentiality and security of your personal information.
Companies we hire to provide support services, such as
computer support, are not allowed to use your personal information for their
own purposes and are required to maintain strict confidentiality.
We restrict access to personal information to our employees
and agents for business purposes only.
All employees are trained and required to safeguard such information.
We maintain physical, electronic, and procedural safeguards to
guard your personal information.
We continue to evaluate our efforts to protect personal
information and make every effort to keep your personal information accurate
and up to date.
identify any inaccuracy in your personal information, or you need to make a
change to that information, please contact us so that we may promptly update
We will provide notice of changes in our
If, at any time in the
future, it is necessary to disclose any of your personal information in a way
that is inconsistent with this policy, we will give you advance notice of the
proposed change so that you will have the opportunity to opt out of such